SEBI Research Analyst Restrictions | Part B: Trading & Fee Limits

SEBI Guidelines for Research Analysts Explained | Part A

In this video, we break down SEBI’s key restrictions on Research Analysts:
1. No trading in financial instruments 30 days before and 5 days after issuing a research report.
2.Research Analysts cannot charge more than ₹1,50,000 per client per year.

These restrictions are designed to protect investors, avoid conflicts of interest, and ensure ethical research practices.

This is Part B of our Research Analyst Series. The series will continue with disclosures, code of conduct, penalties, and compliance tips. Stay tuned for upcoming videos!

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