Series 7 Exam Tomorrow? This Afternoon? Pass? Fail? This 60 Minutes May Be The Difference!

REGULAR WAY SETTLEMENT IS NOW T + 1!
https://youtu.be/7d30UYwp2sY and https://youtu.be/hI3T3cVMWTw are the other two popular videos for day before of morning of your Series 7 test.
00:00 Series 7 exam was six hours in two three-hour sessions given the third Saturday of the month on a campus. Results received days later. I used to show up on campus and answer any questions and deliver with a white board "Series 7 in 60 minutes". Yes, I am a Series 7 OG. Lol. That was the inspiration for reviving these sixty minutes of yesteryear for those test takers who want a video to watch the day or night before or the morning of their exam.
2:43 EQUITY SECURITIES
3:25 Treasury stock - pays no dividends and has no voting rights
3:50 Board declares (declared date) either a cash dividend or a stock dividend. Record date and Payable date
4:31 Ex date is NOT set board it is a function of the UPC. It is one business day prior to the record and it is the first date on which the stock no longer trades with the dividend attached.
5:11 Selling dividends is a violation of the Code of Conduct
5:20 Cash dividends are taxable and current yield is annual dividend divided by current market price
6:02 Dividend of one corporation paid to another corporation is 50% tax excludable
6:10 Stock dividends and stock splits are not taxable
6:36 More shares at a lower price
8:18 PREFFERRED STOCK. Preferential in dividends and liquidation
8:48 Two types of preferred. Straight (non cumulative) and cumulative.
9:04 Preferred stock is a fixed income investment vehicle
9:48 Rights versus warrants
10:49 American Depository Receipts (ADRs)
11:35 REITs 90%
12:05 BONDS
13:04 Interest rate risk and credit risk
13:20 Inverse relationship
13:37 Bonds at a premium quote YTC
14:30 Statements quarterly unless penny stock then monthly
14:50 Bonds trade OTC (negotiated quote driven). Bond point is $10. Corporate and muni bonds trade in 1/8 and govies 1/32
16:17 Calculating parity on a convertible bond
17:20 Term and serial maturity
17:56 Secured bonds and unsecured bonds
18:35 Income or adjustment bonds
18:42 No calculation of accrued interest
19:20 Accreting zero-coupon bonds
20:04 US Treasury securities
20:30 Less than BBB less than investment grade
21:34 GNMA !!!
22:21 CMOs
23:15 Beta and Alpha
23:51 MUNICIPALS GOs versus Revenue
24:44 BANs, TANs. RANs, TRANs
25:17 Negotiated versus competitive
25:45 Components of the spread
26:31 Western versus Eastern
27:27 IDAs/IDRs!!!!
28:20 PHA/NHA brain fart not New Housing Authority. National Housing Authority
29:20 Territorial issuers Puerto Rico!!!
29:45 Adjusting or decreting a Muni bond purchased at a premium
30:10 Tax free equivalent and taxable equivalent yields
31:37 MUTUAL FUNDS. Contrasting open end funds with closed end funds. Contrasting open end funds with ETFs. Contrasting ETFs with ETNs and ELNs.
32:54 A shares. Breakpoints. LOIs.
33:32 B shares
34:40 VARIABLE ANNUITITIES
35:20 Life only
35:24 LIFO
35:50 Assumed Interest Rate (AIR)
36:09 DPPs AKA Partnerships
38:10 OPTIONS
38:22 CALL UP
38:38 PUT DOWN
39:00 Long postions maximum loss is premium
39:10 Short positions maximum gain is premium
39:30 Break even, maximum gains. and maximum losses
40:40 Straddle
41:28 Spreads
43:00 Stock plus option contract
43:20 Covered call or buy/write
43:56 Protective put
44:23 Short stock enter a buy stop or buy a call
45:40 Retirement Plans
45:57 ERISA
46:22 TSA
46:50 Margin
48:17-48:28 Mom interrupts
49:40 Trading securities (orders)
52:00 Technical analysis
53:57 Fundamental analysis
56:34 Dollar cost averaging
56:21 How many business days?
57:11 How many calendar days?
58:40 Here a precent, there a percent, everywhere a percent

Видео Series 7 Exam Tomorrow? This Afternoon? Pass? Fail? This 60 Minutes May Be The Difference! канала Series 7 Guru