Securities Regulation and Enforcement Series - Season 2 Finale: A Year of Change, Challenges, and...

In the final episode of Season 2, Valerie Mirko, Partner at Armstrong Teasdale LLP and leader of the firm’s Securities Regulation and Litigation Practice, joins William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, to recap a truly momentous year - one that brought a new administration, a new SEC Chairman, and the longest government shutdown in history.

Valerie and William reflect on key themes and conversations from throughout the season, revisiting episodes on digital assets, artificial intelligence, corporate governance, and SEC examination and enforcement priorities. They also look ahead to 2026, offering insights into what the next six to twelve months may hold for the regulatory and policy landscape.

To close out the season, we extend a heartfelt thank-you to all our incredible guests, to the D.C. Bar, and to you - our listeners - for your support and for making this podcast possible.
Past Episodes of this Series:
When Washington Stops: What the 2025 Shutdown Means for the SEC and Congress Going Forward (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series---When-Washington-Stops-What-the-2025-Shutdown-Means-for-the-SEC-and-Congress-Going-Forward-e3aspai/a-aca6ojg) (11/19/2025)
⁠⁠The SEC’s New Direction: Enforcement and Governance in Focus⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series---The-SECs-New-Direction-Enforcement-and-Governance-in-Focus-e39kh80/a-ac7c7cr) (10/22/25)
⁠⁠⁠From Memecoins to Custody: What Firms Need to Know About Crypto⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series---From-Memecoins-to-Custody-What-Firms-Need-to-Know-About-Crypto-e385bik/a-ac5f2a4) (9/24/25)
⁠⁠⁠⁠Corp Fin in Flux: What the SEC’s Latest Moves Mean for Issuers and Investors⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Corp-Fin-in-Flux-What-the-SECs-Latest-Moves-Mean-for-Issuers-and-Investors-e36j2ed/a-ac3f4bp) (8/13/25)
⁠⁠⁠⁠⁠AI in the Investment Adviser Industry⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series---From-Innovation-to-Oversight-AI-in-the-Investment-Adviser-Industry-e35k2fl) (7/16/25)
⁠⁠⁠⁠⁠Harnessing AI: What Attorneys and Financial Industry Professionals Need to Know⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series---Harnessing-AI-What-Attorneys-and-Financial-Industry-Professionals-Need-to-Know-e34dbq0) (6/18/25)
⁠⁠⁠⁠⁠SEC Leadership, Crypto Policy, and FINRAs Regulatory Refresh⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Shifting-Tides-SEC-Leadership--Crypto-Policy--and-FINRAs-Regulatory-Refresh-e334lca) (5/21/25)
⁠⁠⁠⁠⁠New Leadership, New Priorities: Paul Atkins at the SEC⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/New-Leadership--New-Priorities-Paul-Atkins-at-the-SEC-e31sa2o) (4/23/25)
⁠⁠⁠⁠⁠How the New Administration and Congress Will Shape the SEC⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Key-Insights-on-How-the-New-Administration-and-Congress-Will-Shape-the-SEC-e30ll98) (3/26/25)
⁠⁠⁠⁠⁠Reflecting on 30 years of the Private Securities Litigation Reform Act⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Reflecting-on-30-years-of-the-Private-Securities-Litigation-Reform-Act-of-1995-PSLRA-e2v5dbi) (2/26/25)
⁠⁠⁠⁠⁠Insights on SEC Transition and Policy Priorities with Pete Driscoll⁠⁠⁠⁠⁠ (https://creators.spotify.com/pod/profile/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Insights-on-SEC-Transition-and-Policy-Priorities-with-Pete-Driscoll-e2tps9i) (2/5/25)
Please note, the positions and opinions expressed by the speakers are strictly their own, and do not necessarily represent the views of their employers, nor those of the D.C. Bar, its Board of Governors or co-sponsoring Communities and organizations.

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